All successful gaming operators understand the importance of building
and maintaining cultures of COMPLIANCE WITHIN THE JURISDICTIONS THEY
OPERATE. This 2-day PROGRAM PROVIDES A CURATED REVIEW OF COMPLIANCE
PROTOCOLS AND PROCESSES, including techniques for planning,
monitoring, and reporting.Day 1Introduction to Gaming Regulation
System
Purpose of Gaming Regulation and COMPLIANCE UNDERSTANDING
THE POLICY REASONS FOR REGULATION OF GAMING COMPARATIVE REVIEW OF
SYSTEMS ANALYSIS OF PRE-Licensing Restrictions
Purpose of
COMPLIANCE PLAN & PROGRAM
Self Regulatory Oversight & Risk
Management Guarding Against Corruptive Elements Preventing
Disciplinary Action Preparing an EFFECTIVE COMPLIANCE PLAN
Contents
of COMPLIANCE PLAN REGULATOR EXPECTATIONS
Conducting Due Diligence
&
CREATING AN INTERNAL REPORTING SYSTEM
Techniques for
Conducting Due Diligence Resources for Accessing Information Best
Practices for CREATING AN INTERNAL REPORTING SYSTEM ESTABLISHING AN
EFFECTIVE COMPLIANCE PROGRAM
Report Gathering and Documentation
Training and Communicating to Team COMPLIANCE HOTLINES REPORTING TO
COMPLIANCE COMMITTEES DAY 2 SURVIVING THE COMPLIANCE AUDIT
Tips on
Maintaining Records What Regulators are Looking For Preparing
COMPLIANCE OFFICER AND COMMITTEE PREPARING STAFF
Correcting the
COMPLIANCE SYSTEM COMMON MISTAKES IN COMPLIANCE NOT SO COMMON MISTAKES
IN COMPLIANCE (Disciplinary Actions
Anti-Money Laundering
Requirements
Review of Triggers for Reporting Understanding
Transaction Reports and Triggers Role of FinCEN and IRS AML COMPLIANCE
PLANS FOREIGN CORRUPT PRACTICES ACT/OFAC/PEPs Overview of Foreign
Corrupt Practices Act & Restrictions Office of Foreign Assets Control
Politically Exposed Persons Case Studies + Discussion/Analysis FAQs
Who can attend this event? This PROGRAM IS OPEN TO GAMING REGULATORS,
policy makers, operators, manufacturers, suppliers, or integrated
resort professionals who would benefit from a better understanding of
the principles of a sound COMPLIANCE SYSTEM. All functional areas -
including COMPLIANCE, HR, finance, gaming operations, etc. - are
welcome to attend. What is included in the registration fee? The fee
includes all classroom materials, parking at UNLV, and a certificate
of completion from the University of Nevada, LAS VEGAS. A light
continental breakfast and lunch each day will also be provided. All
other expenses, including airfare, ground transportation, evening
meals, and incidentals are the responsibility of the participant. Are
there recommended accommodations? In addition to the large number of
hotels located on the LAS VEGAS Strip, a number of participants choose
to stay at nearby off-strip hotels. Is transportation or parking
available? We encourage participants to arrive either by taxi, Uber or
Lyft. However, parking passes for a limited number of spaces in front
of the Stan Fulton Building, home of the International Gaming
Institute, will be available. What is the attire for the PROGRAM? The
attire is business casual. What is the refund policy? 1. In the event
a course is canceled, registrants will be notified as soon as possible
and receive a full refund of their registration fee. The International
Center for Gaming Regulation is not responsible for any travel and
related expenses or other expenses incurred by any participant due to
a course cancellation. 2. A service fee of Twenty Percent (20%) will
apply to all participant initiated cancellations received three (3)
weeks prior to the event. 3. A service fee of Fifty Percent (50%)
will apply to all participant initiated cancellations received two (2)
weeks (14 days or less) prior to the event. In the event you need to
cancel, you may substitute another person to attend in your place.
However, you will need to inform us in writing no later than two (2)
business days prior to the start of the event. 4. All cancellations
and refund requests must be made in writing. Refunds granted for
credit card charges will be credited to the original account charged.
No refunds will be given in the event of “No Shows.” Refunds may
take up to 4 weeks for processing. Where can I contact the organizer
with any questions? For additional questions, please contact Craig
Ferreira, Operations and Marketing Manager, International Center for
Gaming Regulation: craig.ferreira@unlv.edu or (702) 895-2445.
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UNLV - International Gaming Institute
4505 South Maryland Parkway, Vegas, NV 89154 South Maryland Parkway, Las Vegas, 89154, US, United States