Our approach for this in-person training event is to provide the
relevant information which internal control professionals will need to
fulfill the "Internal Control Life Cycle" using the "top-down,
risk-based" approach.We provide the background knowledge sources,
advice on how to conduct risk assessments, discuss scoping, and review
how to plan the assessment of an internal control framework based on
COSO. Risk management activities are the key process to determine the
requirement of the ICFR assessment program. The program deliverables
should lead to management's opining on the status of the internal
control framework in reference to the SOX requirements.
This sixteen hour CPE course provides the internal control
professional with the tradecraft skills to implement a compliance
program that is consistent with COSO 2013 and Sarbanes-Oxley
compliance:
. Introduction - Thoughts on Quality - SEC ICFR Reporting
. Internal Control Concepts and Challenges
. COSO and COBIT Internal Control Frameworks
. Business Objectives to Risk Assessments
. Performing Risk Assessments within the Business Process
. Identifying Key Controls
. Assessing Design - Testing Effectiveness
. Evaluating Control Deficiencies and their future
. Opining and Certification
. Keys to successful ICFR assessment
. Building a culture of compliance
. Top COSO 2013 key control programs
We present the roadmap to having the skills and knowledge to work on
COSO 2013 compliance.
Relax, learn and enjoy expert instructor presentations, group
discussions, role-playing, audit and compliance exercises, white-board
diagramming and simulations.
Follow the below links for further detail information:
. Seminar Highlights
. Learning Objectives
. Key Issues on the Agenda
This course is designed for internal control professionals with 2-5
years of experience who want to learn the concepts, tools, and
techniques to enhance their effectiveness and grow within the
profession.
The retail cost of this CPE seminar is $1,395.00 for each attendee.
Each attendee will receive 16 Auditing CPE Hours (YB). A certificate
of completion will be provided.
Program Level of Understanding: Basic to Intermediate
Prerequisites: None.
Advance Preparation: A number of documents will be provided in
advance.
Delivery Format: On-site Training (Group-Live); Seminar (Group-Live)
NASBA Field(s) of Study: Auditing
CPE Credits: 16, based on 50 minutes of instruction per hour
culture
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11/12/2021 Last update